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BSA On-Demand
Day 1 - $109
Day 2 - $109
Both Days - $200
This half-day session will cover the basics of BSA and is designed to meet the mandatory BSA training requirement under the regulation. Including BSA requirements for specific job functions such as tellers, member service and lenders.
15 mins
Welcome
1 hour
The Importance of SAR Narratives - Kristen Tatlock, VP, CUCE
1 hour
Your Job and BSA: AML, CTRs and OFAC - Teri Hall, VP of Compliance and Risk Management
1 hour
BSA Update - David Pace, Manager Regulatory Advocacy
In this full day session, you will hear from various speakers about current fraud trends, banking marijuana-related businesses, how the information you provide via SARs is used to prosecute cases, and the most common BSA exam findings. As the person responsible for the BSA regulations at your credit union, you will become more aware of regulator's expectations and law enforcement's role.
50 mins
Fraud Trends with Cryptocurrency - David Pace, Manager Regulatory Advocacy
1 hour
Evaluating the Risk of Banking Marijuana Related Business - David Reed, Esquire, Partner, Reed & Jolly, PLLC
Kristen Tatlock, Senior Compliance Manager, Aux
Kristen Tatlock is a nationally-known speaker and compliance consultant with over 30 years of experience in the credit union compliance arena. Kristen assists credit unions with compliance issues ranging from advertising rules to bylaws, from Social Media compliance matters to Regulation Z, from Bank Secrecy Act to Fair Lending rules, and just about every regulation and compliance concern in between.
Kristen has earned certifications in Compliance and the Bank Secrecy Act. She regularly presents compliance training programs for national credit union organizations, state leagues and associations, and credit unions around the country. She has also edited and revised numerous compliance training courses and modules for CUNA CPD and has authored articles for various CUNA publications.
Kristen joined Aux, in April 2017 with the company’s acquisition of COMPASS 4 CUs, LLC. She had served as Vice President of that organization since February 2011. Prior to that, she was the Director of Compliance and Regulatory Affairs for the Virginia Credit Union League for over 20 years.
Teri Hall, Vice President of Compliance and Risk Management, League of Southeastern Credit Unions & Affiliates
Teri Hall is an energetic and passionate leader with diverse regulatory, management and operational experience in both the credit union and banking industries. She possesses extensive proficiency in compliance, accounting, special project coordination, communication, and strategic direction. A 2004 CUNA Management School graduate and University of Louisville alumni, she most recently provided management, accounting, and compliance services at Autotruck Financial Credit Union in Louisville, Kentucky. In her free time, she loves spending time with family, cheering on the University of Louisville athletics, supporting rescue animal efforts, and engaging in outdoor activities.
Manager of Regulatory Advocacy, League of Southeastern Credit Unions & Affiliates
David Pace graduated from Georgia State University in 2020 with a Bachelor of Business Administration with a concentration on Finance. While in college, he worked for Associated Credit Union as a Risk Management Assistant focusing on third-party due diligence. After graduating, he accepted a position with the Nebraska Department of Banking and Finance as a FinTech Examiner specializing in money service businesses and cryptocurrency companies. Currently, he is the Manager of Regulatory Advocacy with LSCU.
David A. Reed, Partner, Reed & Jolly, PLLC
Attorney, author, consultant and nationally recognized speaker, David A. Reed is a partner in the law firm of Reed and Jolly, PLLC and founder of CUDoctor, a full-service credit union consulting practice. Through Reed & Jolly, Mr. Reed provides guidance to credit unions concerning a variety of matters including the establishment and revision of credit union policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters, and corporate governance. He offers facilitation services and a full range of on-site training programs that can be delivered to the Board, executive team, managers, or frontline staff.
A former trial attorney and Vice President and General Counsel of a large credit union, Mr. Reed is particularly noted as an expert in the areas of credit union operations, bankruptcy, and collections. He has been selected to train NCUA Field Examination and Audit Staff on numerous issues including ID Theft Red Flags, S.A.F.E. Act, Third Party Contract Management and Bankruptcy matters.
Mr. Reed received his undergraduate degree from Virginia Tech in 1986 and his Juris Doctorate from George Mason University School of Law in 1989. He is a Certified Compliance Officer. He resides in Fairfax, Virginia with his wife Diane and their twin daughters.