League InfoSight Masterclass

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League InfoSight Masterclass

In partnership with LSCU

League Membership Pricing:
Full Week-$1,199
Monday Only-$349
Tuesday Only-$349
Wednesday Only-$349
Thursday Only-$349
Friday Only-$349

Register Now!

Event Dates: April 17 - April 21, 2023

About the Course:

The Compliance Masterclass Conference offers a variety of compliance/risk training opportunities for attendees. Employees can attend the weeklong conference to get up to date training on specific compliance requirements, resources, and business expectations for both federal and state topics for Alabama, Florida, and Georgia. Or employees can attend one day to gain expertise on topics like deposit accounts, lending fundamentals, real estate lending, operations, business continuity planning and risk management. Attendees will test at the end of the conference (or day depending on their registration) and can receive a badge in a particular focus area or the Masterclass Badge which certifies an understanding of all topics covered during the conference.

Target Audience: Front line staff, loan officers, mortgage loan officers, BSA officers, Compliance officers, Member Service, and ERM Staff
Sponsorships: Sponsor opportunities are available

Event Location:

LGE Community Credit Union
3100 Cumberland Blvd. SE
Atlanta, GA 30339

We do not have a hotel room block for this event. The closest Hotel to Event Location:
Sonesta Hotel
3000 Cumberland Blvd. SE
Atlanta, GA 30339

Agenda

Monday - April 17th
9:00 a.m. - 10:00 a.m.
Meet & Greet/Sign In & Registration/Light Breakfast
10:00 a.m.
Introduction of Staff & Speakers
10:30 a.m.
Check Loss Prevention Issues (Ty Parker)

This session will address the key check loss issues under UCC 3 & 4 (state law) and Reg CC (federal law) for your credit union 1. as a “payor institution” (checks that are drawn on you) and 2. as a “depositary institution” (checks that are not drawn on you that you take for deposit). More importantly we’ll learn how to help your credit union prevent those check losses in both roles, as well as provide your members with excellent check loss prevention service. This session will provide you with a number of multimillion dollar loss prevention ideas to take back to your credit union and implement immediately!
12:30 p.m.
Compliance Solution Overview (Amy Wargo)
1:00 p.m.
Lunch Provided
2:00 p.m. - 3:00 p.m.
Roadblocks to Combating Elder Abuse (David Blake)

This session will assist credit unions in fulfilling their role as mandated reporters for the suspicion of abused, neglected, or exploited elder or disabled adults. The session will also give credit union’s time to ask questions directly to a Department of Human Services Representative and receive guidance on managing roadblocks that credit unions are experiencing when trying to meet the legal expectations associated with being mandated reporters.
3:15 p.m. - 4:00 p.m.
Business Continuity/RecoveryPro (League InfoSight)
4:00 p.m. - 5:00 p.m.
League InfoSight Tools & Resources (League InfoSight & Ty Parker)
Tuesday - April 18th
8:00 a.m. - 8:45 a.m.
Light Breakfast
11:45 a.m. - 1:00 p.m.
Lunch on Your Own

Afternoon State Content General Session (KRP's Edward Reisinger)

1:00 p.m. - 1:30 p.m.
Repossession - General Session

1:30 p.m. - 2:30 p.m. 20-minute Repossession State Content Break Out Session

1:30 p.m. - 1:50 p.m.
Alabama Repossession Breakout
1:50 p.m. - 2:10 p.m.
Florida Repossession Breakout
2:10 p.m. - 2:30 p.m.
Georgia Repossession Breakout
2:30 p.m. - 4:00 p.m.
Bankruptcy/Collections - General Session

4:00 p.m. - 5:00 p.m. 20-minute Collection State Content Break Out Session

4:00 p.m. - 4:20 p.m.
Alabama Collections Breakout
4:20 p.m. - 4:40 p.m.
Florida Collections Breakout
4:40 p.m. - 5:00 p.m.
Georgia Collections Breakout
Wednesday - April 19th
8:00 a.m. - 8:45 a.m.
Light Breakfast
8:45 a.m.
Deposit Accounts General Session (Michael Christians)

During this 3-hour general session, participants will focus on those federal compliance requirements specific to deposit accounts. Specifically, attendees will learn about:

  • • Bank Secrecy Act and OFAC
    • o Member identification program, member due diligence, currency transaction reports, suspicious activity reports, and the OFAC exclusionary list
  • • Electronic Fund Transfers Act / Regulation E
    • o Disclosure requirements, periodic statements, issuance of access devices, consumer liability for unauthorized transfers, error resolution procedures, rules governing preauthorized (ACH) transfers, and requirements for overdraft services
  • • Truth in Savings Act / NCUA Part 707
    • o New account disclosures, subsequent disclosures, periodic statements, payment of interest and advertising requirements
  • • Expedited Funds Availability Act / Regulation CC
    • o Next-day availability, availability of other deposits, exception holds, funds availability policy disclosure, and posted signage
12:00 p.m. - 1:15 p.m.
Lunch on Your Own

Afternoon State Content Breakouts (KRP's Jonathan Kudulis)

1:15 p.m. - 2:00 p.m.
Alabama Dormant/Escheat Deceased
2:00 p.m. - 2:45 p.m.
Florida Dormant/Escheat Deceased
2:45 p.m. - 3:30 p.m.
Georgia Dormant/Escheat Deceased

(Participants not attending State Content Breakout attend General Panel Discussion)

1:15 p.m. - 3:30 p.m.
Ask the Compliance Guru's
3:45 p.m. - 5:00 p.m.
General Session KRP talks POA's
Thursday - April 20th
8:00 a.m. - 8:45 a.m.
Light Breakfast

Real Estate Lending State Content Breakout Sessions (KRP's Will McCarty)

9:00 a.m. - 9:45 a.m.
Alabama Foreclosures
9:45 a.m. - 10:30 a.m.
Florida Foreclosures
10:30 a.m. - 11:15 a.m.
Georgia Foreclosures

(Participants not attending State Content Breakout attend General Panel Discussion)

9:00 a.m. - 11:30 a.m.
Let's Talk Compliance. What Can the League do for You? - Ask the GURU's Part 2
11:45 a.m. - 1:00 p.m.
Lunch on Your Own
Friday - April 21st
8:00 a.m. - 8:45 a.m.
Light Breakfast
11:45 a.m.
Study and Final Exam
1:00 p.m.
Conference Ends

Speakers

Michael R. Christians

Michael Christians
Michael R. Christians
Regulatory Compliance Counsel

As principal of Michael Christians Consulting, LLC, Michael assists financial institutions and organizations across the country with ensuring their compliance programs conform to Federal laws and regulations. He provides counsel relative to current rules, assists with the strategic implementation of upcoming regulatory changes and offers customized education and training services.

Michael has more than two decades of experience in the financial services industry with a primary focus on consumer compliance. He obtained his Juris Doctorate from Drake University Law School. He is a member of the Iowa State Bar where he is licensed to practice law.

Tyler F. Parker

Tyler F. Parker
Tyler F. Parker

Tyler F. Parker is a nationally recognized speaker on financial institution operational and compliance topics, who has taught operations and compliance programs for all state credit union leagues and associations, CUNA, the NCUA and thousands of credit unions over the last thirty-seven (37) years. Additionally Ty creates comprehensive user-friendly member product and service agreements and online solutions that help his credit unions with all their critical goals, especially making and saving a great deal of money daily and annually.

Amy Wargo

Amy Wargo
Amy Wargo
Director of Risk Management

Amy Wargo has spent almost three decades working with financial institutions to solve their compliance and operational challenges. She currently oversees the CU Risk Intelligence division of League InfoSight by supporting leagues in providing affordable high quality compliance solutions to their client credit unions. She is an experienced facilitator, compliance expert, auditor, and risk manager. She frequently works with leagues all over the U.S. as well as credit union executive teams and compliance professionals. Her expertise is deeply seated in financial institution operations, mortgage lending, process improvement, instructional design and compliance/examination assistance and support.

As a credentialed expert in the credit union industry, she routinely speaks on industry challenges, hot topics/trends and reconciling examination/compliance deficiencies. As a sought-after and top-rated speaker, she has been featured at award-winning conferences including CUNA schools and league meetings. Her ability to communicate mobilizes audiences of all ages, from young professionals to seasoned board members.

In her spare time, Amy enjoys reading novels, running, or punching the bag in the boxing gym. She resides with her husband in Southeast Michigan.

Edward Reisinger

Edward Reisinger
Edward Reisinger

Edward has a comprehensive understanding of credit unions operations, process, and procedures. His practice focuses upon employment matters, real estate and consumer lending, electronic and digital banking, creditor rights and strategic analysis. Edwards has been a part of the Credit Union movement for more than 20 years and frequently provides training to credit unions and mortgage companies. He is a past president of the Vestavia Hill Sunrise Rotary Club and the Vice-Chairperson of the Leadership Council of the University of Alabama School of Law.

Jonathan Kudlis

Jonathan Kudlis
Jonathan Kudlis

Jonathan’s practice involves supervision of civil litigation for the firm’s representative clients, as well as general regulatory and operational guidance. Jonathan handles a wide assortment of cases, in both federal and state courts, including vendor (contract) disputes, construction disputes, regulatory issues and bond claims.

Jonathan is a graduate of the university of Alabama School of Law. He is a member of the Alabama State Bar, Florida State Bar, Louisiana State Bar, Mississippi State Bar, State Bar of Texas and Virginia State Bar. Jonathan has been recognized as a “Top 40 under 40” and “Rising Star” attorney by multiple publications.

Will McCarty

Will McCarty
Will McCarty

Will grew up in Montgomery Alabama. He graduated from Samford University in 1992 and upon graduation moved to Washington D.C. to serve on the Congressional staff of U.S. Congressman Spencer Bachus of Alabama. From 1993-1996, Will served as the Congressman’s Press Secretary, as well as the Spokesman for the House Banking Committee’s subcommittee on Oversight and Investigation.

Will left Washington in 1996 to attend the University of Alabama School of Law. After graduating, he began working as the Director of Governmental Affairs for the Alabama Credit Union League. He became the Vice President of Governmental and Public Affairs and Staff Counsel, then became the Sr. Vice President of Governmental Affairs and Staff Counsel for the League of Southeastern Credit Unions, which was created by the consolidation of the Alabama and Florida Credit Union Leagues. During his time at the League, Will oversaw the legislative, compliance, political, grassroots, and legal departments of the organizations. In 2012, Will left the League to join the firm.

David Blake

David Blake
David Blake

Mr. Blake is a Financial Forensic Specialist with the Georgia Department of Human Services (DHS) Forensic Special Initiatives Unit (FSIU) and a member of the Georgia Bureau of Investigation (GBI) Crimes Against the Disabled and Elderly (CADE) Task Force. Before joining DHS in 2010, Mr. Blake served with the DeKalb County Police Department and the DeKalb County District Attorney’s Office as the chief investigator over the White-Collar Crime Unit. Mr. Blake is an ACFE Certified Fraud Examiner (CFE), an NW3C Certified Economic Crimes Forensic Examiner (CECFE), a State of Georgia POST Certified Instructor, and is a co-developer of and a principal instructor for the Certified At-Risk Adult Crime Tactics Specialist certification course (CACTS).

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